Clinical Literature

Penumbra System Bibliography.pdf

The Penumbra Stroke Trial

Safety and Effectiveness of a New Generation of Mechanical Devices for Clot Removal in Acute Ischemic Stroke. 

Trial Design

  • Prospective, single arm, multi-center trial
  • Enrolled 125 patients at 24 international centers
  • Patients in the trial presented within 8 hours from symptom onset, had an NIH Stroke Scale (NIHSS) score of ≥ 8, and had a complete occlusion of a large intracranial vessel

Primary Endpoints

  • Revascularization of the occluded vessel
  • Procedure and device-related serious adverse events
  • Primary endpoints, as well as their comparative historical controls were prospectively defined and agreed upon with FDA prior to the start of the trial

Primary Endpoint Results

  • 81.6% rate of revascularization (TIMI score 2 or 3) of the occluded vessel verses the 48.2% historical control1 (p < 0.0001)
  • 3.2% procedural serious adverse events (SAE) rate verses the 7.1% historical control1
  • There were no device-related SAEs
  • No SAEs were attributed to device malfunction or breakage
  • All angiographic and clinical results were adjudicated and reviewed by an independent core laboratory, clinical events committee and safety monitoring board.

Secondary Endpoints & Results

  • Symptomatic intracerebral hemorrhage in 14 out of 125 (11.2%) patients
  • Asymptomatic intracerebral hemorrhage in 21 out of 125 (16.8%) patients
  • ≥ 4 point improvement in NIHSS at discharge achieved by 57.8% of patients
  • modified Rankin Score (mRS) < 2 at 90 days achieved by 25% of patients
  • All cause mortality of 26.4% and 32.8% at 30 and 90 days respectively
  • The clinical and functional outcomes in this 125 patient cohort are in the range of previously published data on treatment outcomes in acute stroke
  • Penumbra is currently considering clinical trials with a randomized, concurrent control arm that would generate relevant data about the treatment effect of the Penumbra System on such clinical and functional endpoints.

The Effect of Revascularization

  • The 103 patients out of 125 (81.6%) whose intracranial vessels were opened by the Penumbra System had better results than the patients not revascularized across every measure of clinical and functional outcome including
    • modified Rankin Score < 2 at 90 days
    • ≥4 point improvement in NIHSS at discharge
    • 30 and 90 day mortality
  • This finding confirms results from previously published studies that consistently demonstrate better outcomes for patients whose vessels are opened following a stroke, rather than remaining closed.


The abstract of the Penumbra System Trial was presented at the 2008 International Stroke Conference in New Orleans, LA.

1 Smith, et. al., Stroke 2005;36:1432